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2027 regulatory compliance calendar
Every regulatory filing deadline in 2027 for US, EU and UK firms, month by month. Filter by region or type of firm, then download the dates for Excel or your calendar. Each deadline links to the rule behind it; the full list by topic is on compliance deadlines.
Dates checked 2026-10-14
Region
98 due dates in 2027
January 2027
- 01 JanFriUpdate the list of agentsFinCEN · Each January 1
- 20 JanWedQuarterly supervisory reports to the Bank of Lithuania · Q4 2026Bank of Lithuania · 20 calendar days after each quarter end
- 20 JanWedQuarterly AML/CTF report to the Bank of Lithuania · Q4 2026Bank of Lithuania · 20 calendar days after each quarter end
- 22 JanFriMonthly safeguarding return · December 2026FCA · 15 business days after each month end
- 30 JanSatCode of ethics: quarterly transaction reports · Q4 2026SEC · 30 days after each calendar quarterFalls on a Saturday. No rule moves it, so file by Friday 29 Jan to be safe.
- 31 JanSunQuarterly accounts and supplementary returns to the Central Bank of Ireland · Q4 2026Central Bank of Ireland · Normally 1 month after each quarter endFalls on a Sunday. No rule moves it, so file by Friday 29 Jan to be safe.
- 31 JanSunFI Return to the MFSA · Annual FI Return, 2026MFSA · 1 month after each quarter from year endFalls on a Sunday. No rule moves it, so file by Friday 29 Jan to be safe.
- 31 JanSunProfessional indemnity insurance to the MFSA (payment initiation and account information providers)MFSA · 1 month after year endFalls on a Sunday. No rule moves it, so file by Friday 29 Jan to be safe.
February 2027
- 01 FebMonForm 1099-NEC for contractorsIRS · By January 31Moved from Sunday 31 Jan (26 USC 7503).
- 01 FebMonForm W-2 and Form 940 for employeesIRS · By January 31Moved from Sunday 31 Jan (26 USC 7503).
- 01 FebMonQuarterly payroll tax return (Form 941) · Q4 2026IRS · Last day of the month after each quarterMoved from Sunday 31 Jan (26 USC 7503).
- 10 FebWedHalf-yearly prudential reports to DNB (FINREP and COREP) · 31 December 2026DNB · Twice a year, by the date DNB sets in DLRAn estimate. DNB sets the date in DLR, so check it there.
- 12 FebFriHalf-yearly RMAR · H2 2026FCA · 30 business days after each half-year end
- 12 FebFriHalf-yearly complaints return · H2 2026FCA · 30 business days after 30 June and 31 December
- 12 FebFriAnnual capital adequacy return (FSA056)FCA · 30 business days after year end
- 12 FebFriAnnual e-money institution questionnaire (FIN060)FCA · 30 business days after year end
- 14 FebSunNMLS MSB Call Report · Q4 2026 and annual sectionsNMLS · 45 days after each calendar quarterFalls on a Sunday. No rule moves it, so file by Friday 12 Feb to be safe.
- 16 FebTueForm 13F · Q4 2026SEC · 45 days after each calendar quarterMoved from Sunday 14 Feb (Exchange Act Rule 0-3; 15 February is Washington's Birthday).
- 16 FebTueForm 13H annual updateSEC · By February 14Moved from Sunday 14 Feb (Exchange Act Rule 0-3; 15 February is Washington's Birthday).
- 19 FebFriMonthly safeguarding return · JanuaryFCA · 15 business days after each month end
March 2027
- 01 MarMonDelaware annual report and franchise taxDelaware · By March 1
- 01 MarMonAnnual AML/CTF report to the Bank of LithuaniaBank of Lithuania · By 1 March
- 01 MarMonHalf-yearly payments fraud report (REP017) · H2 2026FCA · 2 months after 30 June and 31 DecemberMoved from Sunday 28 Feb (FCA SUP 16.3.13R).
- 15 MarMonPartnership or S corporation return (Form 1065 or 1120-S)IRS · 15th day of the 3rd month after year end
- 19 MarFriMonthly safeguarding return · FebruaryFCA · 15 business days after each month end
- 30 MarTueAnnual Firm Details AttestationFCA · 60 business days after year end
- 30 MarTueAnnual financial crime report (REP-CRIM)FCA · 60 business days after year end
- 31 MarWedForm ADV annual updating amendmentSEC · 90 days after fiscal year end
- 31 MarWedAudited financial statements to state regulatorsState regulators · 90 days after year endSome states set their own deadline.
April 2027
- 15 AprThuNYDFS cybersecurity compliance notice (Part 500)NYDFS · By April 15
- 15 AprThuNYDFS transaction monitoring certification (Part 504)NYDFS · By April 15
- 15 AprThuCorporate income tax return (Form 1120)IRS · 15th day of the 4th month after year end
- 15 AprThuForm 5472 for a foreign-owned LLCIRS · With Form 1120
- 15 AprThuCorporate estimated tax payments · 1st paymentIRS · 15th of the 4th, 6th, 9th and 12th months
- 15 AprThuFBAR (FinCEN Form 114)FinCEN · By April 15Extended automatically to 15 October.
- 20 AprTueQuarterly supervisory reports to the Bank of Lithuania · Q1Bank of Lithuania · 20 calendar days after each quarter end
- 20 AprTueQuarterly AML/CTF report to the Bank of Lithuania · Q1Bank of Lithuania · 20 calendar days after each quarter end
- 21 AprWedMonthly safeguarding return · MarchFCA · 15 business days after each month end
- 30 AprFriDeliver the brochure or summary of material changes to clientsSEC · 120 days after fiscal year end
- 30 AprFriForm PF annual updateSEC · 120 days after fiscal year end
- 30 AprFriDeliver audited fund financial statements to investorsSEC · 120 days after the fund's fiscal year end
- 30 AprFriCode of ethics: quarterly transaction reports · Q1SEC · 30 days after each calendar quarter
- 30 AprFriNew York annual report for licensed money transmittersNYDFS · 120 days after December 31
- 30 AprFriQuarterly payroll tax return (Form 941) · Q1IRS · Last day of the month after each quarter
- 30 AprFriAnnual controllers reportFCA · 4 months after year end
- 30 AprFriAnnual close links reportFCA · 4 months after year end
- 30 AprFriAudited annual submission to the MFSAMFSA · 4 months after year end
- 30 AprFriAnnual compliance report to the MFSAMFSA · With the audited financial statements
- 30 AprFriFI Return to the MFSA · Q1 interimMFSA · 1 month after each quarter from year end
- 30 AprFriQuarterly accounts and supplementary returns to the Central Bank of Ireland · Q1Central Bank of Ireland · Normally 1 month after each quarter end
May 2027
- 05 MayWedAnnual financial statements to the Bank of LithuaniaBank of Lithuania · 3 months and 3 days after year end, or by 5 MayFinancial institutions submit within 3 days of the shareholders' meeting instead.
- 15 MaySatNMLS MSB Call Report · Q1NMLS · 45 days after each calendar quarterFalls on a Saturday. No rule moves it, so file by Friday 14 May to be safe.
- 17 MayMonForm 13F · Q1SEC · 45 days after each calendar quarterMoved from Saturday 15 May (Exchange Act Rule 0-3).
- 24 MayMonMonthly safeguarding return · AprilFCA · 15 business days after each month end
June 2027
- 01 JunTueDelaware LLC annual taxDelaware · By June 1
- 15 JunTueCorporate estimated tax payments · 2nd paymentIRS · 15th of the 4th, 6th, 9th and 12th months
- 21 JunMonMonthly safeguarding return · MayFCA · 15 business days after each month end
- 30 JunWedAudited annual accounts to the Central Bank of IrelandCentral Bank of Ireland · 6 months after year end
- 30 JunWedAnnual accounts to DNBDNB · 6 months after year end
July 2027
- 20 JulTueQuarterly supervisory reports to the Bank of Lithuania · Q2Bank of Lithuania · 20 calendar days after each quarter end
- 20 JulTueQuarterly AML/CTF report to the Bank of Lithuania · Q2Bank of Lithuania · 20 calendar days after each quarter end
- 21 JulWedMonthly safeguarding return · JuneFCA · 15 business days after each month end
- 30 JulFriCode of ethics: quarterly transaction reports · Q2SEC · 30 days after each calendar quarter
- 31 JulSatAnnual Consumer Duty board reportFCA · Once a year, usually by 31 July
- 31 JulSatQuarterly accounts and supplementary returns to the Central Bank of Ireland · Q2Central Bank of Ireland · Normally 1 month after each quarter endFalls on a Saturday. No rule moves it, so file by Friday 30 Jul to be safe.
- 31 JulSatFI Return to the MFSA · Q2 interimMFSA · 1 month after each quarter from year endFalls on a Saturday. No rule moves it, so file by Friday 30 Jul to be safe.
August 2027
- 02 AugMonQuarterly payroll tax return (Form 941) · Q2IRS · Last day of the month after each quarterMoved from Saturday 31 Jul (26 USC 7503).
- 10 AugTueHalf-yearly prudential reports to DNB (FINREP and COREP) · 30 JuneDNB · Twice a year, by the date DNB sets in DLRAn estimate. DNB sets the date in DLR, so check it there.
- 11 AugWedHalf-yearly RMAR · H1FCA · 30 business days after each half-year end
- 11 AugWedHalf-yearly complaints return · H1FCA · 30 business days after 30 June and 31 December
- 14 AugSatNMLS MSB Call Report · Q2NMLS · 45 days after each calendar quarterFalls on a Saturday. No rule moves it, so file by Friday 13 Aug to be safe.
- 16 AugMonForm 13F · Q2SEC · 45 days after each calendar quarterMoved from Saturday 14 Aug (Exchange Act Rule 0-3).
- 20 AugFriMonthly safeguarding return · JulyFCA · 15 business days after each month end
- 31 AugTueHalf-yearly payments fraud report (REP017) · H1FCA · 2 months after 30 June and 31 December
- 31 AugTueForm N-PX: say-on-pay votesSEC · By August 31
September 2027
- 15 SepWedCorporate estimated tax payments · 3rd paymentIRS · 15th of the 4th, 6th, 9th and 12th months
- 21 SepTueMonthly safeguarding return · AugustFCA · 15 business days after each month end
- 30 SepThuAnnual accounts to Companies House · Year to 31 December 2026Companies House · 9 months after year end
- 30 SepThuAnnual report of blocked property to OFACOFAC · By September 30
October 2027
- 01 OctFriAnnual corporation tax payment · Year to 31 December 2026HMRC · 9 months and 1 day after year end
- 15 OctFriFBAR (FinCEN Form 114) · Extended deadlineFinCEN · By April 15
- 20 OctWedQuarterly supervisory reports to the Bank of Lithuania · Q3Bank of Lithuania · 20 calendar days after each quarter end
- 20 OctWedQuarterly AML/CTF report to the Bank of Lithuania · Q3Bank of Lithuania · 20 calendar days after each quarter end
- 21 OctThuMonthly safeguarding return · SeptemberFCA · 15 business days after each month end
- 30 OctSatCode of ethics: quarterly transaction reports · Q3SEC · 30 days after each calendar quarterFalls on a Saturday. No rule moves it, so file by Friday 29 Oct to be safe.
- 31 OctSunAnnual Conduct Rules breaches report (REP008)FCA · 31 October, if there's anything to reportFalls on a Sunday. No rule moves it, so file by Friday 29 Oct to be safe.
- 31 OctSunQuarterly accounts and supplementary returns to the Central Bank of Ireland · Q3Central Bank of Ireland · Normally 1 month after each quarter endFalls on a Sunday. No rule moves it, so file by Friday 29 Oct to be safe.
- 31 OctSunFI Return to the MFSA · Q3 interimMFSA · 1 month after each quarter from year endFalls on a Sunday. No rule moves it, so file by Friday 29 Oct to be safe.
November 2027
- 01 NovMonQuarterly payroll tax return (Form 941) · Q3IRS · Last day of the month after each quarterMoved from Sunday 31 Oct (26 USC 7503).
- 14 NovSunNMLS MSB Call Report · Q3NMLS · 45 days after each calendar quarterFalls on a Sunday. No rule moves it, so file by Friday 12 Nov to be safe.
- 15 NovMonForm 13F · Q3SEC · 45 days after each calendar quarterMoved from Sunday 14 Nov (Exchange Act Rule 0-3).
- 19 NovFriMonthly safeguarding return · OctoberFCA · 15 business days after each month end
December 2027
- 01 DecWedIARD annual renewal paymentIARD · Early DecemberAn estimate. FINRA confirms the payment date in the autumn.
- 15 DecWedCorporate estimated tax payments · 4th paymentIRS · 15th of the 4th, 6th, 9th and 12th months
- 21 DecTueMonthly safeguarding return · NovemberFCA · 15 business days after each month end
- 31 DecFriNMLS annual license renewalNMLS · November 1 to December 31The renewal window opens on 1 November.
- 31 DecFriFinCEN MSB registration renewalFinCEN · Every 2 years, by December 31Only in a renewal year.
- 31 DecFriAnnual company tax return (CT600) · Year to 31 December 2026HMRC · 12 months after year end
How the dates are worked out
Each date is the legal deadline in 2027 for a firm with a 31 December financial year end. Deadlines that count from your year end fall on different dates for other year ends: use the deadline calculator for those.
Where a deadline falls on a weekend or a public holiday, it moves only if the regulator's own rule says so. The page names the rule next to each moved date.
- IRS returns and payments move to the next day that isn't a weekend or a Washington, DC holiday (26 USC 7503).
- SEC filings under the Exchange Act, such as Form 13F and Form 13H, move to the first business day after (Rule 0-3). Washington's Birthday on 15 February moves the Q4 Form 13F to 16 February.
- FCA reports under SUP 16 move to the first business day after, counting England and Wales bank holidays (SUP 16.3.13R).
- Form ADV is extended only on days the IARD system is closed. IARD usually opens on Saturdays, so a weekend doesn't move it.
- Where no published rule moves a weekend date, such as the NMLS MSB Call Report, the date stays as it is, with a note to file by the Friday before.
What it leaves out
Deadlines on your own dates aren't listed: training, policy reviews, board reports, PI insurance renewals, the ICO fee and audits that follow your own cycle. Your regulator's portal or your licence can also set a different date from the general rule, so check those for the deadlines that matter most.
To get the deadlines for your type of firm with your own dates included, start from a template. For a calendar that keeps updating after 2027, subscribe to one of the compliance calendars.
Remind the person responsible
A calendar shows you what's due. Regmindr emails the owner of each deadline before it's due, moves every date on each year and keeps the evidence once it's filed.
Sources
- 26 USC 7503: time for performance when the last day falls on a weekend or holiday
- 17 CFR 240.0-3: filings due on a weekend or holiday (Exchange Act Rule 0-3)
- FCA Handbook SUP 16.3: general provisions on reporting
- OPM: federal holidays
- GOV.UK: bank holidays in England and Wales
- NMLS: MSB Call Report reporting frequency
This page is a summary, not legal or regulatory advice. The rules in the sources above take precedence.