Templates
Each template is a checklist of the recurring deadlines for one type of company, with the rule behind each one. Pick the ones that fit when you set up Regmindr, and add your own obligations alongside them. To download one as a spreadsheet or calendar file, use the compliance calendar template. For a single deadline, see compliance deadlines.
- FCA compliance checklist for advisers and brokersAdvisers and brokers: RMAR, complaints, attestation, Consumer Duty and SM&CR, plus the company deadlines.13 deadlines
- Authorised payment institution compliance checklistSafeguarding, fraud and risk reporting, FSA056 and the other FCA returns. Add the UK limited company template for Companies House and HMRC.11 deadlines
- Authorised e-money institution compliance checklistSafeguarding, fraud and risk reporting, the FIN060 questionnaire and the other FCA returns. Add the UK limited company template for Companies House and HMRC.11 deadlines
- UK limited company compliance checklistCompanies House, HMRC and ICO deadlines that every UK limited company has.5 deadlines
- DORA compliance checklistDigital operational resilience: ICT risk reviews, resilience testing, the register of information and ICT reporting.10 deadlines
- MiCA compliance checklist for crypto-asset service providersConflicts, own funds, governance and client statements under MiCA. Add the DORA template as well, since it applies to you too.8 deadlines
- AML compliance checklistRisk assessment, policy review, training, the MLRO report and independent audit, on your own dates.6 deadlines
- Data protection compliance checklistProcessing records, privacy notices, training, processor agreements and data retention, on your own dates.6 deadlines
- Compliance governance checklistMonitoring plan, board reporting, policy reviews, continuity testing, conflicts and outsourcing, on your own dates.7 deadlines